In completing the application form, the applicant is required to insert a number of details relating to: the applicant, the shareholding (partnership) structure, the applicant’s shareholders (or partners) and entities in which the applicant has a qualifying shareholding, the location of the applicant’s business and the applicant’s personnel.
The applicant will also be required to indicate: which licence category the applicant is applying for – depending on what the applicant indicates as the nature of the investment service to be offered, the nature of the clients to be serviced by the applicant and the identity of the authorized personnel, which services they will offer clients and their competences in such fields. The applicant will also be required to provide a general description of the investment services activities, which the applicant anticipates offering – including information on how the business will be generated, from where and by whom.
The application form, accompanied by a covering letter wherein the applicant warrants inter alia the accuracy of the information supplied to the best of his knowledge and belief, shall be submitted with the following documents, as specified in the same application form:
The application form contains specimens of a number of documents required above, including the covering letter and the auditor’s declaration.
In completing the application form, the applicant is required to insert a number of details relating to: the applicant, the shareholding (partnership) structure, the applicant’s shareholders (or partners) and entities in which the applicant has a qualifying shareholding, the location of the applicant’s business and the applicant’s personnel.
The applicant will also be required to indicate: which licence category the applicant is applying for – depending on what the applicant indicates as the nature of the investment service to be offered, the nature of the clients to be serviced by the applicant and the identity of the authorized personnel, which services they will offer clients and their competences in such fields. The applicant will also be required to provide a general description of the investment services activities, which the applicant anticipates offering – including information on how the business will be generated, from where and by whom.
The application form, accompanied by a covering letter wherein the applicant warrants inter alia the accuracy of the information supplied to the best of his knowledge and belief, shall be submitted with the following documents, as specified in the same application form:
The application form contains specimens of a number of documents required above, including the covering letter and the auditor’s declaration.